Professional Indemnity > Financial Services Professionals

Robin Simon LLP has a wealth of experience in this field.

Examples of the work we do include:

• Advising on insider dealing and market abuses under the Financial Services and Markets Act 2000.
• Attending hearings before the Financial Ombudsman Service.
• Producing statements of case on matters arising out of the Pensions Review, FSAVCs, Endowments, Split Capital Investment Trusts, as well as any aspect of financial or investment planning advice.
• Advising on a vast range of miss-selling complaints in respect of various complex financial products.

We have a specialist knowledge of the regulatory and procedural regimes affecting all financial services professionals. We regularly deal with the Financial Services Authority (FSA) and other professional bodies, including the ACCA, ICA and ICAEW.

We understand that sometimes a professional's regulatory duties conflict with policy obligations. We know how to maintain the commercial balance between the interests of an insurer and an insured policyholder.

We also run seminars for insurers in the professional indemnity and directors and officers markets on matters such as the Financial Services and Markets Act 2000 and Sarbanes Oxley.

For more information please contact Paul Chaplin.